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Sarbanes-Oxley Certified Professional
ISO & ComplianceUnderstand Sarbanes-Oxley Act to Build Proper Processes and Test for Controls.
See Related CourseWhat you'll learn
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Overview of the Sarbanes-Oxley Act and its objectives.
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Role and functions of the SEC and PCAOB.
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Understanding financial and SOX-specific auditing standards.
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Importance of committees in SOX compliance.
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Real-life applications of SOX in public disclosures.
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Using COSO for effective internal controls.
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Implementing COSO Enterprise Risk Management.
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Compliance requirements including management’s roles.
This course includes
tv24h On-demand Video
Skills you will gain
- Comprehensive Knowledge of the Sarbanes-Oxley Act
- Finance Auditing Skills
- Committee Management and Reporting
- Application of Internal Controls using COSO Framework
- Enterprise Risk Management (ERM)
- Real-World Application and Case Study Analysis
Prerequisites
- Prior experience in financial auditing, compliance, or related fields to grasp the auditing standards and practices.
- Understanding of regulatory frameworks and legislation such as the Securities Act of 1933, Investment Company Act of 1940, and Dodd-Frank Act.
- Basic knowledge of risk management principles and practices, particularly in a business or financial context.
- Ability to analyse complex regulatory requirements and apply them effectively to ensure compliance.
- Willingness to stay updated with changes in regulatory requirements, auditing standards, and risk management practices.
7 sections
29 Activities
6
16
7
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Sarbanes-Oxley Act
1h 15m 12s
"Sarbanes-Oxley Act Essentials Quiz"
0m 0s
"Demystifying the Sarbanes-Oxley Act"
0m 0s
"SOX Journey Unveiled: Timeline and Milestones"
0m 0s
Module Assessment 1
Finance Auditing
45m 4s
"Decoding Audit Standards: SOX vs. SOC"
0m 0s
"Audit Mastery Flashcards"
0m 0s
"Audit Explorer: Find the Financial Terms"
0m 0s
Module Assessment 2
Committees
29m 55s
"Committee Match-Up"
0m 0s
"Committee Synergy Dialogues"
0m 0s
"Control Deficiency Memory Match"
0m 0s
Module Assessment 3
Examples
1h 15m 0s
"Legislative Rulemaking Journey"
0m 0s
"Regulatory Riddles: Financial Governance Edition"
0m 0s
"Word Mastery Challenge: Marking Examples in Action"
0m 0s
Module Assessment 4
Internal Controls - COSO
55m 34s
"COSO Insights: The Internal Controls Wall"
0m 0s
"Control Layers Unveiled: A Single Choice Exploration"
0m 0s
Module Assessment 5
COSO Enterprise Risk Management
1h 8m 45s
"Risk Management Clash: Traditional vs. Enterprise"
0m 0s
"Risk Mastery Crossword Challenge: Decoding COSO ERM"
0m 0s
Module Assessment 6
Final Examination
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